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Advancing ethics review practices in AI research (Papers: Madhulika Srikumar et. al. | December 2022)

Posted by Connar Allen in Human Research Ethics on January 10, 2023
Keywords: Ethical review, Good practice, Institutional responsibilities, Researcher responsibilities

The Linked Original Item was Posted On December, 14 2022

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The implementation of ethics review processes is an important first step for anticipating and mitigating the potential harms of AI research. Its long-term success, however, requires a coordinated community effort, to support experimentation with different ethics review processes, to study their effect, and to provide opportunities for diverse voices from the community to share insights and foster norms.

As artificial intelligence (AI) and machine learning (ML) technologies continue to advance, awareness of the potential negative consequences on society of AI or ML research has grown. Anticipating and mitigating these consequences can only be accomplished with the help of the leading experts on this work: researchers themselves.

This is an interesting discussion about Articialicial Intelligence, the presence of significant ethical questions, the need for public engagement and a question about the need for research ethics review.  We have written a post for the next edition of the Research Ethics Monthly.  There are a few areas where ethical reflection is required, but there are no obvious ways in which to handle the reflection on these matters.  This is NOT another job for HRECs or AECs, but we do need a mechanism and some form of ethical guidance.

Several leading AI and ML organizations, conferences and journals have therefore started to implement governance mechanisms that require researchers to directly confront risks related to their work that can range from malicious use to unintended harms. Some have initiated new ethics review processes, integrated within peer review, which primarily facilitate a reflection on the potential risks and effects on society after the research is conducted (Box 1). This is distinct from other responsibilities that researchers undertake earlier in the research process, such as the protection of the welfare of human participants, which are governed by bodies such as institutional review boards (IRBs).

Although these initiatives are commendable, they have yet to be widely adopted. They are being pursued largely without the benefit of community alignment. As researchers and practitioners from academia, industry and non-profit organizations in the field of AI and its governance, we believe that community coordination is needed to ensure that critical reflection is meaningfully integrated within AI research to mitigate its harmful downstream consequences. The pace of AI and ML research and its growing potential for misuse necessitates that this coordination happen today.

Writing in Nature Machine Intelligence, Prunkl et al.1 argue that the AI research community needs to encourage public deliberation on the merits and future of impact statements and other self-governance mechanisms in conference submissions. We agree. Here, we build on this suggestion, and provide three recommendations to enable this effective community coordination, as more ethics review approaches begin to emerge across conferences and journals. We believe that a coordinated community effort will require: (1) more research on the effects of ethics review processes; (2) more experimentation with such processes themselves; and (3) the creation of venues in which diverse voices both within and beyond the AI or ML community can share insights and foster norms. Although many of the challenges we address have been previously highlighted1,2,3,4,5,6, this Comment takes a wider view, calling for collaboration between different conferences and journals by contextualizing this conversation against more recent studies7,8,9,10,11 and developments.

Srikumar, M., Finlay, R., Abuhamad, G., Ashurst, C., Campbell, R., Campbell-Ratcliffe, E., Hongo, H.,  Jordan, S.R., Lindley, J., Ovadya A. & Pineau, J. (2022)
Advancing ethics review practices in AI research. Nature Machine Intelligence 4, 1061–1064. https://doi.org/10.1038/s42256-022-00585-2
Publisher (Open Access): https://www.nature.com/articles/s42256-022-00585-2

Advancing ethics review practices in AI research - Nature Machine Intelligence
The implementation of ethics review processes is an important first step for anticipating and mitigating the potential harms of AI research. Its long-term success, however, requires a coordinated community effort, to support experimentation with different ethics review processes, to study their effe…

Related Reading

The Role of AI in Drug Discovery: Challenges, Opportunities, and Strategies (Preprint: Alexandre Blanco-Gonzalez | December 2022)

Looking before we leap: expanding ethical review processes for AI and data science research. (Papers: Ada Lovelace Institute | December 2022)

Meta Trained an AI on 48M Science Papers. It Was Shut Down After 2 Days – CNET (Jackson Ryan | November 2022)

Microsoft limits access to facial recognition tool in AI ethics overhaul – The Guardian (Alex Hern | June 2022)

Q&A: Paleontology’s Colonial Legacy – The Scientist (Dan Robitzski | March 2022)

(EU) Europe’s Proposed Limits on AI Would Have Global Consequences – WIRED (Will Knight | April 2021)

Paleontology ‘a hotbed of unethical practices rooted in colonialism’, say scientists – The Guardian (Linda Geddes | March 2022)

Principles alone cannot guarantee ethical AI (Papers: Brent Mittelstadt | November 2020)

The ethical questions that haunt facial-recognition research – Nature (Richard Van Noorden | November 2020)

The battle for ethical AI at the world’s biggest machine-learning conference – Nature (Elizabeth Gibney | January 2020)

Indigenous groups look to ancient DNA to bring their ancestors home – Nature (Nicky Phillips – April 2019)

(US) Safeguards for human studies can’t cope with big data – Nature (Nathaniel Raymond | April 2019)

The ethics of computer science: this researcher has a controversial proposal – Nature (Elizabeth Gibney | July 2018)

‘Silicon Valley is ethically lost’: Google grapples with reaction to its new ‘horrifying’ and uncanny AI tech – Financial Post (Mark Bergen | May 2018)

Algorithms Are Opinions Embedded in Code – Scholarly Kitchen (David Crotty | January 2018)

AI Research is in Desperate Need of an Ethical Watchdog – Wired (Sophia Chen | September 2017)

AI Gaydar Study Gets Another Look – Inside Higher Ed (Colleen Flaherty | September 2017)

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